Centralized vendor oversight
Keep ownership, services, data access, risk, contacts, and status in one controlled inventory.
Third-Party Risk Management for Financial Services
Your vendors, finally out of the spreadsheet.
Third-party risk management without the spreadsheet chaos. Centralize vendor oversight, due diligence, risk assessments, documentation, monitoring, findings, and reviews in one simple platform.
30-day free trial. No credit card to start. Live in under an hour, no call needed.
- Vendor inventory
- AI vendor import
- Due diligence & reviews
- Automatic reminders
- Examination evidence
- MFA on every account
- Firm-level data isolation
- Zero-retention AI
- 30-day money-back guarantee
Built for regulated financial services
Third-party risk management shouldn't live in spreadsheets.
Vendor information is scattered across spreadsheets, due diligence sits in email, SOC reports and contracts go missing, reviews become inconsistent, and findings lose clear ownership. ThirdNexa gives compliance teams one dependable record for ongoing oversight and examinations.
For Registered Investment Advisers, Broker-Dealers, Asset Managers, Private Funds, Compliance Departments, and Chief Compliance Officers.
Consistent due diligence
Run initial and recurring reviews with questionnaires, evidence, findings, remediation, and recorded decisions.
Deadlines kept visible
Monitor contracts, cancellation windows, renewals, expiring evidence, and annual review dates.
Audit-ready records
Maintain a complete activity history and generate plain, reproducible examination evidence packs.
Built for firms your size
Enterprise-grade vendor oversight without the enterprise platform.
Most vendor-management platforms were built for large institutions with implementation teams and multi-year contracts. ThirdNexa was built for Chief Compliance Officers and lean teams at Registered Investment Advisers, broker-dealers, and private fund managers—modern, fast, and priced for firms your size.
Onboarded in under an hour
A guided setup wizard takes you from firm profile to vendor list to configuration. No implementation project, no professional-services invoice.
AI vendor import from any file
Spreadsheets, PDFs, Word documents, images, or pasted text. AI reads your existing list and proposes vendor entries—you review and approve every field before anything is saved.
Automatic reminder emails
Branded reminders for upcoming reviews, expiring documents, contract notice windows, and open questionnaires—so deadlines get met without anyone maintaining a calendar.
Transparent, budget-friendly pricing
Published annual plans sized for small and mid-size firms — 30-day free trial, no credit card to start. No enterprise contract, no à la carte surprises.
Modern and easy to use
A clean, fast interface your whole team can navigate on day one—designed around how small compliance teams actually work, not how large departments are organized.
The difference, side by side
Here is what changes when your vendor oversight software is designed for firms your size rather than enterprise compliance departments.
Enterprise VRM platformsThirdNexa
Time to first valueMulti-week implementation projectsGuided setup—running in under an hour
Migrating your vendor listManual templates and data servicesAI import from any file, reviewed field by field
Deadline managementOften an add-on or manual processAutomatic email reminders included on every plan
PricingAnnual enterprise contractsPublished pricing, 30-day free trial
Built forLarge compliance departmentsCCOs and lean teams at SEC- and FINRA-regulated firms
ThirdNexa is software that organizes your oversight work and records. It does not make legal or regulatory determinations for your firm.
Compliance & Regulations
Connect your vendor records to the frameworks shaping financial services.
Review Regulation S-P, Regulation S-ID, Advisers Act Rules 206(4)-7 and 204-2, the Marketing Rule, and FINRA vendor guidance—without asking software to make the legal determination for your firm.
A clear, documented lifecycle
From intake through annual review
- 01Vendor Added
- 02Risk Assessed
- 03Due Diligence
- 04Review
- 05Approval
- 06Monitoring
- 07Annual Review
Why now
The SEC's FY2026 examination priorities identify third-party vendor oversight, while Regulation S-P heightens incident-response and vendor-risk expectations. Financial services firms need a current, demonstrable record of due diligence and ongoing monitoring—not a promise of compliance.
Bring your third-party risk program into one place.
See how ThirdNexa fits your firm or consultancy.
Founding firms
First 2 months free, then 25% off your first two years. List price after that. Limited to 10 founding firms.
Founding partners
Manage all your client firms from one login. The first 2 founding partners get 2 months free, then 25% off our consulting rates for your first two years.